Sunday, May 13, 2012

Mutual Funds: Genesis and Growth


Starting from this post, I would try to educate my readers about mutual funds.  This post will cover basic things about mutual funds and its genesis. We will eventually settle into nitty gritty of the matter in the upcoming posts.

So let’s start with the basic! What are mutual funds after all?

Mutual fund is a trust that pools thesavings of a number of investors who share a common financial goal. Mutual funds issue units to the investors, which represent an equitable right in the assets of the mutual fund. So if you are a part of the pool, you own units in the mutual fund  which represent an equitable right in the assets of the fund.

Though mutual fund gained unprecedented popularity in the decades of 1980 and 1990, the idea of pooling money to invest in a common asset has been a very old concept. Historians take King William I of Netherland to be the originator of this concept who in the year 1822 launched the first mutual funds. Some other historians are of the view that originally the idea belonged to a dutch merchant named  Adriaan van Ketwich whose investment trust created in 1774 was behind the king’s mutual fund! Ketwich was the first to theorize that  diversification would  make the investments really appealing to the smaller investors  who could pool in their money with small capital contribution.

The creation of the Massachusetts Investors' Trust in Boston, Massachusetts, heralded the arrival of the modern mutual fund in 1924. The fund went public in 1928, eventually spawning the mutual fund firm known today as MFS Investment Management. Eventually it kept on expanding in us and elsewhere in the world!

Mutual Fund Industry in India

The first step towards the formation of a mutual fund in India was taken by the constitution of Unit Trust of India in 1963.  The UTI was formed through the legislation of an Act in the parliament and it was the government and the RBI that took keen interest in attracting the small investors to invest. UTI launched its first scheme in 1964, named as Unit Scheme 1964 (US-64) and it was able to  attract the largest number of investors in any single investment scheme over the years.

It came up with other schemes over a period of time and enjoyed complete monopoly  in the regulated Indian markets. In 1978, RBI  was de-linked from it and the  entire control was transferred to the hands of Industrial Development Bank of India (IDBI). The funds kept doing good  and by 1987, total assets under its management rose to Rs 6700 crores.

In November 1987, SBI Mutual Fund from the State Bank of India became the first non-UTI mutual fund in India. It was closely followed by  Canbank Mutual Fund, LIC Mutual Fund, Indian Bank Mutual Fund, Bank of India Mutual Fund, GIC Mutual Fund and PNB Mutual Fund. And with these players the total asset under management of the industry also rose to  Rs. 47,004 crores.

The year 1993 saw the entry of private firms into the fund management industry and gave a complete new meaning to the Indian mutual fund industry as they came loaded with innovative products and investment techniques. Within a period of one year there were about, 11 private sector funds  in the industry! The mutual fund industry witnessed robust growth and stricter regulation from the SEBI after the year 1996.

Today the market has grown for better and most mutual funds company are  private players in today’s industry

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